Chief Compliance Officer (CCO)
About the Company
Dynamic investment advisory firm specializing in cryptocurrency & blockchain services
Industry
Financial Services
Type
Privately Held
Founded
2018
Employees
11-50
Specialties
About the Role
The Company is in search of a Chief Compliance Officer (CCO) and Head of Anti-Money Laundering to establish and lead its compliance function. The CCO will be tasked with ensuring the organization's adherence to regulatory requirements and promoting a culture of compliance and ethics. This role is pivotal in driving the evolution of the compliance program and requires a business-savvy, experienced, and solutions-oriented leader. The successful candidate will have a minimum of 10 years' experience in securities compliance, with a preference for those who have worked with SEC-registered investment advisors. Experience with the U.S. Investment Advisers Act of 1940 and a background in start-ups, particularly with an interest or knowledge of crypto, blockchain, or fintech, is highly valued. Applicants for the CCO position at the company should hold a Bachelor's degree or higher and be prepared to take on the challenge of building and overseeing a robust compliance function. The role demands a professional who can not only ensure regulatory compliance but also foster a culture of integrity and ethical conduct within the organization. The ideal candidate will have a strong foundation in securities compliance, with a focus on the specific needs of registered investment advisers, and be adept at navigating the complexities of the financial and technological landscape. This is an opportunity to make a significant impact in a dynamic and innovative environment, and the company is open to remote work for qualified candidates across the United States.
Hiring Manager Title
General Counsel
Travel Percent
Less than 10%
Functions
Quantix is Currently Hiring Fleet Owner DriversAverage $1,500+ per WeekHOME DAILYCDL-A Fleet Owner Truck Driver Advantages Include:~Average $1,500+ per week~Home daily~Full-time consistent work~Immediate hiring~Paid orientation~Medical insurance available...
...Job Description Job Description JOB SUMMARY Position Title: Community Counselor Program: Domestic Violence Services Classification: Non-Exempt/Full-Time The Community Counselor provides person-centered counseling and supportive services to adult DV survivors...
Hourly Wage: **$17 - $30 per/hour***The actual hourly rate will equal or exceed the required minimum wage applicable to the job location.Additional compensation includes annual or quarterly performance incentives.Additional compensation in the form of premiums may be...
...Job Description Job Description Pedalheads is seeking a Camp Manager Internfor Summer 2025 to manage operations for one of our Summer bike/trail camp programs in the Greater Seattle area. About This internship will be based at one of our outdoor bike/trail...
DescriptionEconomic Development and Tourism ManagerGENERAL DEFINITION OF WORK:Work involves the expansion of existing programs and the establishment of new economic development and tourism initiatives in the County. Responsible for the public information, business...