Chief Compliance Officer (CCO) Job at Confidential, Phoenix, AZ

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  • Confidential
  • Phoenix, AZ

Job Description

Chief Compliance Officer (CCO)

About the Company

Dynamic investment advisory firm specializing in cryptocurrency & blockchain services

Industry
Financial Services

Type
Privately Held

Founded
2018

Employees
11-50

Specialties

  • cryptocurrency
  • blockchain
  • venture capital
  • post-ico consulting
  • asset management
  • treasury management
  • hedge fund
  • security tokens
  • sto
  • and ico

About the Role

The Company is in search of a Chief Compliance Officer (CCO) and Head of Anti-Money Laundering to establish and lead its compliance function. The CCO will be tasked with ensuring the organization's adherence to regulatory requirements and promoting a culture of compliance and ethics. This role is pivotal in driving the evolution of the compliance program and requires a business-savvy, experienced, and solutions-oriented leader. The successful candidate will have a minimum of 10 years' experience in securities compliance, with a preference for those who have worked with SEC-registered investment advisors. Experience with the U.S. Investment Advisers Act of 1940 and a background in start-ups, particularly with an interest or knowledge of crypto, blockchain, or fintech, is highly valued. Applicants for the CCO position at the company should hold a Bachelor's degree or higher and be prepared to take on the challenge of building and overseeing a robust compliance function. The role demands a professional who can not only ensure regulatory compliance but also foster a culture of integrity and ethical conduct within the organization. The ideal candidate will have a strong foundation in securities compliance, with a focus on the specific needs of registered investment advisers, and be adept at navigating the complexities of the financial and technological landscape. This is an opportunity to make a significant impact in a dynamic and innovative environment, and the company is open to remote work for qualified candidates across the United States.

Hiring Manager Title
General Counsel

Travel Percent
Less than 10%

Functions

  • Finance
Confidential

Job Tags

Remote work,

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